Latin America in the Civil War Era: A working bibliography and research memo

This evolving list is the first of many steps of an intellectual process to comprehend the scope of relevant literature in this field. It is a very broad initial attempt to identify important books, essays, articles, memoirs, archival collections and other primary and secondary sources.

 

The U.S. Civil War sent economic, political and social shockwaves around the world. My great objective is to understand how they were felt primarily throughout Latin America, specifically throughout the republican and imperial governments, the intelligentsia, the diplomatic circles, the street-level multiracial societies, and the military commands.

I intend to illustrate these histories through biography whenever possible and through narrative history in general. I may be fashionably late to the transnational party, but I definitely intend to earn my place among its best scholars.

This evolving list is the first of many steps of an intellectual process to comprehend the scope of relevant literature in this field. It is a very broad initial attempt to identify important books, essays, articles, memoirs, archival collections and other primary and secondary sources.

A second, sharpened, edited version of this bibliography will follow in the coming months. The third step will be an annotated bibliography. That will then lead to a comprehensive review essay analyzing the evolution of the literature, the conversations and the debates. The essay will also identify potential avenues of future research and the challenges of traveling down those avenues. That essay will, in part, guide my future scholarly ambitions and plans.

I have a very long and very beautiful intellectual journey ahead of me. I certainly welcome corrections, comments and suggestions as this self-introductory process continues. You may reach me at this address: remembrance_@hotmail.com.

WORKING BIBLIOGRAPHY (by region)

MEXICO

Aldis, Owen F. “Louis Napoleon and the Southern Confederacy,” North American Review 129 (October 1879): 342-362.

Bacha-Garza, Roseann, Christopher L. Miller and Russell K. Skowronek. The Civil War on the Rio Grande, 1846-1876. College Station: Texas A&M University Press, 2019.

Barker, Nancy N. “Monarchy in Mexico: Harebrained Scheme or Well-Considered Prospect?” The Journal of Modern History 48, no. 1 (March 1976): 51-68.

Brettle, Adrian Robert. “The Fortunes of War: Confederate Expansionist Ambitions During the American Civil War.” PhD diss. University of Virginia, 2014.

Callahan, James Morton. Evolution of Seward’s Mexican Policy. West Virginia University Studies in American History ser. 1, Diplomatic History, nos. 4, 5, and 6. Morgantown, W.Va.: West Virginia University, 1909.

Downs, Gregory P. “The Mexicanization of American Politics: The United States’ Transnational Path from Civil War to Stabilization.” American Historical Review 117 (April 2012): 408.

Frazier, Robert W. “Latin American Projects to Aid Mexico during the French Intervention,” The Hispanic American Historical Review 28 (August 1948): 370-386.

Gonzalez-Quiroga, Miguel Angel. “Conflict and Cooperation in the Making of Texas-Mexico Border Society, 1840-1880” in Bridging National Borders in North America: Transnational and Comparative Histories, 33-58, edited by Benjamin H. Johnson and Andrew R. Graybill. Durham, N.C.: Duke University Press, 2010.

Hanna, A.J. “The Role of Matthew Fontaine Maury in the Mexican Empire,” Virginia Magazine of History and Biography 55 (April 1947): 105-125.

Hanna, Kathryn Abbey. “The Roles of the South in the French Intervention in Mexico,” The Journal of Southern History 20, no. 1 (February 1954): 3-21.

—. Napoleon III and Mexico: American Triumph over Monarchy. Chapel Hill: University of North Carolina Press, 1971.

Hardy, William E. “South of the Border: Ulysses S. Grant and the French Intervention.” Civil War History 54, no. 1 (March 2008): 63-86.

Hart, John Mason. Empire and Revolution: The Americans in Mexico since the Civil War. Berkeley: University of California Press, 2002.

Irby, James. Backdoor at Bagdad: The Civil War on the Rio Grande. El Paso: Texas Western Press, 1977.

McAllen, M.M. Maximilian and Carlotta, Europe’s Last Empire in Mexico. San Antonio: Trinity University Press, 2014.

Martin, Percy F. Maximilian in Mexico: The Story of the French Intervention (1861-1867). New York: C. Scribner’s Sons, 1914.

Miller, Robert Ryal. “Matia Romero: Mexican Minister to the United States during the Juarez-Maximilian Era,” The Hispanic American Historical Review 45 (May 1964): 230.

—. “Arms across the Border: United States Aid to Juarez during the French Intervention in Mexico,” Transactions of the American Philosophical Society, n.s, 63, no. 6 (1973): 1-68.

Mora-Torres, Juan. The Making of the Mexican Border: The State, Capitalism, and Society and Nuevo Leon, 1848-1910. Austin: University of Texas Press, 2001.

Ridley, Jasper. Maximilian and Juarez. London: Constable, 2001.

Rister, Carl Coke. “Carlota: A Confederate Colony in Mexico,” The Journal of Southern History 11 (February 1945): 33-50.

Rolle, Andrew F. The Lost Cause: The Confederate Exodus to Mexico. Norman: University of Oklahoma Press, 1965.

Schoonover, Thomas. Dollars Over Dominion: The Triumph of Liberalism in Mexican-United States Relations, 1861-1867. Baton Rouge: Louisiana State University Press, 1978.

—., ed., Mexican Lobby: Matias Romero in Washington 1861-1867. Lexington, Ky: University of Kentucky Press, 1986.

Truett, Samuel. Fugitive Landscapes: The Forgotten History of the U.S.-Mexico Borderlands. New Haven: Yale University Press, 2006.

Tyler, Ronnie C. Santiago Vidaurri and the Southern Confederacy. Austin: Texas State Historical Association, 1973.

Wahlstrom, Todd W. The Southern Exodus to Mexico: Migration across the Borderlands after the American Civil War. Lincoln: University of Nebraska Press, 2015.

GENERAL SOUTH AMERICA

Ferris, Nathan L. “The Relations of the United States with South America during the Civil War,” The Hispanic American Historical Review 21 (February 1941): 51-78.

Fitz, Caitlin A. “The Hemispheric Dimensions of Early U.S. Nationalism: The War of 1812, Its Aftermath, and Spanish American Independence,” The Journal of American History 102 (September 2015): 356–379.

—. Our Sister Republics: The United States in an Age of Revolutions. New York: Norton, 2016.

Gobat, Michel. “The Invention of Latin America: The Transnational History of Anti-Imperialism, Democracy, and Race,” American Historical Review 118 (December 2013): 1345-1375.

Kelly, Patrick J. “The Cat’s-Paw: Confederate Ambitions in Latin America” in American Civil Wars: The United States, Latin America, Europe and the Crisis of the 1860s. Edited by Don H. Doyle. Chapel Hill: University of North Carolina Press, 2017.

May, Robert E.. Manifest Destiny’s Underworld: Filibustering in Antebellum America. Chapel Hill: University of North Carolina Press, 2002.

—. Slavery, Race and Conquest in the Tropics: Lincoln, Douglass and the Future of Latin America. New York: Cambridge University Press, 2013.

Sanders, James E. The Vanguard of the Atlantic World: Creating Modernity, Nation, and Democracy in Nineteenth Century Latin America. Durham, N.C.: Duke University Press, 2014.

Scott, Rebecca, et. al. The Abolition of Slavery and the Aftermath of Emancipation in Brazil. Durham: Duke University Press, 1988.

Tenorio-Trillo, Mauricio. Latin America: The Allure and Power of an Idea. Chicago: University of Chicago Press, 2017.

CHILE

Burr, Robert N. By Reason or Force: Chile and the Balancing of Power in South America, 1830-1905. Berkeley: University of California Press, 1967.

PERU

Blanchard, Peter. Slavery and Abolition in Early Republican Peru. Wilmington, DE: Scholarly Resources Books, 1992.

“Emancipation Declared in Peru,” Anti-Slavery Reporter, July 2, 1855, 157.

GENERAL SPANISH CARIBBEAN

González-Quintero, Nicolás. “Empire, Slavery, and Exile in the 19th Century Spanish Caribbean.” PhD diss. University of Texas at Austin, 2020.

May, Robert E. The Southern Dream of a Caribbean Empire, 1854-1861. Baton Rouge: Louisiana State University Press, 1973.

Rugemer, Edward Bartlett. The Problem of Emancipation: The Caribbean Roots of the American Civil War. Baton Rouge: Louisiana State University Press, 2008.

Schmidt-Nowara, Christopher. Empire and Antislavery: Spain, Cuba, and Puerto Rico, 1833-1870. Pittsburgh: University of Pittsburgh Press, 1999.

—. “From Aggression to Crisis: The Spanish Empire in the 1860s” in American Civil Wars: The United States, Latin America, Europe and the Crisis of the 1860s. Edited by Don H. Doyle. Chapel Hill: University of North Carolina Press, 2017.

CUBA

Chaffin, Tom. Fatal Glory: Narciso López and the First Clandestine U.S. War Against Cuba. Charlottesville: University Press of Virginia, 1996.

Corwin, Arthur. Spain and the Abolition of Slavery in Cuba, 1817-1886. Austin: University of Texas Press, 1967.

Scott, Rebecca. Slave Emancipation in Cuba: The Transition to Free Labor, 1860-1899. Princeton: Princeton University Press, 1985.

—. Degrees of Freedom: Louisiana and Cuba After Slavery. Cambridge: Harvard University Press, 2005.

GENERAL U.S. CIVIL WAR

Barnes, James J., and Patience P. Barnes. The American Civil War Through British Eyes: Dispatches from British Diplomats. Kent, OH: Kent University Press, 2005.

Beckert, Sven. “Emancipation and Empire: Reconstructing the Worldwide Web of Cotton Production in the Age of the American Civil War,” American Historical Review 109 (December 2004): 1405-1438.

Bonner, Robert E. “The Salt Water Civil War: Thalassological Approaches, Ocean-Centered Opportunities,” The Journal of the Civil War Era 6, no. 2 (June 2016): 243-267.

Bowen, Wayne S. Spain and the American Civil War. Columbia: University of Missouri Press, 2011.

Crook, David Paul. The North, the South, and the Powers, 1861-1865. New York: Wiley, 1974.

—. Diplomacy during the Civil War. New York: Wiley, 1975.

Davis, Jefferson. The Papers of Jefferson Davis. Baton Rouge: Louisiana State University Press, 1971 to present.

Davis, William C. “Confederate Exiles.” American History Illustrated 5, no. 3 (June 1970): 30-43.

Doyle, Don H. The Cause of All Nations: An International History of the American Civil War. New York: Basic Books, 2015.

Egerton, Douglas R. “Rethinking Atlantic Historiography in a Postcolonial Era: The Civil War in a Global Perspective,” The Journal of the Civil War Era 1, no. 1 (March 2011): 79-95.

Eichhorn, Niels. “North Atlantic Trade in the Mid-Nineteenth Century: A Case for Peace during the American Civil War,” Civil War History 1, no. 2 (June 2015): 138-172.

Faust, Drew Gilpin. Mothers of Invention: Women of the Slaveholding South in the American Civil War. Durham: University of North Carolina Press, 2004.

Ferris, Norman B. Desperate Diplomacy: William H. Seward’s Foreign Policy, 1861. Knoxville: University of Tennessee Press, 1976.

Fleche, Andre. Revolution of 1861: The American Civil War in the Age of Nationalist Conflict. Chapel Hill: University of North Carolina Press, 2011.

Foreman, Amanda. A World on Fire: Britain’s Crucial Role in the American Civil War. New York: Random House, 2010.

Grant, U.S. The Papers of Ulysses S. Grant. Edited by John Y. Simon. Carbondale: Southern Illinois University Press, 1967-1991.

—. The Personal Memoirs of U.S. Grant. New York: C.L. Webster, 1886.

Grimsley, Mark, and Brooks D. Simpson, eds. The Collapse of the Confederacy. Lincoln: University of Nebraska Press, 2001.

Hahn, Steven. “What Sort of World Did the Civil War Make?” in The World the Civil War Made. Edited by Gregory P. Downs and Kate Masur. Chapel Hill: University of North Carolina Press, 2015.

Hubbard, Charles M. The Burden of Confederate Diplomacy. Knoxville: University of Tennessee Press, 1998.

Hunt, Jeffrey William. The Last Battle of the Civil War: Palmetto Ranch. Austin: University of Texas Press, 2002.

Jones, Howard. Union in Peril: The Crisis Over British Intervention in the Civil War. Lincoln, NE: Bison Books, 1997.

–. Abraham Lincoln and a New Birth of Freedom: The Union and Slavery in the Diplomacy of the Civil War. Lincoln: University of Nebraska Press, 1999.

–. Blue and Gray Diplomacy: A History of Union and Confederate Foreign Relations. Chapel Hill: University of North Carolina Press, 2016.

Kelly, Patrick J. “The North American Crisis of the 1860s,” The Journal of the Civil War Era 2, no. 3 (September 2012): 337-368.

—. “1848 and the Transnational Turn in Civil War History,” The Journal of the Civil War Era 4, no. 3 (September 2014): 431-443.

Kerby, Robert L. Kirby Smith’s Confederacy: The Trans-Mississippi South, 1863-1865. New York: Columbia University Press, 1972.

Lincoln, Abraham. The Collected Works of Abraham Lincoln. Edited by Roy P. Basler. New Brunswick, N.J.: Rutgers University Press, 1953-1955.

Lonn, Ella. Foreigners in the Confederacy. Chapel Hill: University of North Carolina Press, 2002.

McDaniel, W. Caleb, and Bethany L. Johnson. “New Approaches to Internationalizing the History of the Civil War Era: An Introduction,” The Journal of the Civil War Era 2, no. 2 (June 2012): 145-150.

McPherson, James M. Battle Cry of Freedom: The Civil War Era. New York: Oxford University Press, 1988.

Mahin, Dean P. One War at a Time: The International Dimensions of the U.S. Civil War. Washington, D.C.: Brassey’s, 1999.

May, Robert E., ed. The Union, the Confederacy, and the Atlantic Rim. West Lafayette, Ind.: Purdue University Press, 1995.

Owsley, Frank Lawrence. King Cotton Diplomacy: Foreign Relations of the Confederate States of America. Chicago: University of Chicago Press, 1959.

Prior, David M. et. al. “Teaching the Civil War in Global Context: A Discussion,” The Journal of the Civil War Era 5, no. 1 (March 2015): 126-153.

Robinson, Michael. “William Henry Seward and the Onset of the Secession Crisis,” Civil War History 59, no. 1 (March 2013): 32-66.

Sexton, Jay. “The Civil War and U.S. World Power” in American Civil Wars: The United States, Latin America, Europe and the Crisis of the 1860s. Edited by Doyle. Chapel Hill: University of North Carolina Press, 2017.

Stokes, Donald. The Grand Design: Strategy and the U.S. Civil War. New York: Oxford University Press, 2010.

Townsend, Stephen A. The Yankee Invasion of Texas. College Station: Texas A&M University Press, 2006.

Tucker, Phillip Thomas. The Final Fury: Palmito Ranch, The Last Battle of the Civil War. Mechanicsburg, Pa.: Stackpole Books, 2001.

Tyrner-Tyrnauer, A.R. Lincoln and the Emperors. New York: Harcourt Brace, 1962.

U.S. War Department. The War of the Rebellion: A Compilation of the Official Records of the Union and Confederate Armies. Washington D.C.: Government Printing Office, 1880-1901.

Zimmerman, Andrew. “From the Second American Revolution to the First International and Back Again: Marxism, the Popular Front, and the American Civil War” in The World the Civil War Made. Edited by Downs and Kate Masur. Chapel Hill: University of North Carolina Press, 2015.

GENERAL WORKS

Baptist, Edward E. The Half Has Never Been Told: Slavery and the Making of American Capitalism. New York: Basic Books, 2014.

Bayly, C.A. The Birth of the Modern World, 1780-1914: Global Connections and Comparisons. Malden, Mass.: Blackwell, 2004: 165-166.

Beckert, Sven, “Merchants and Manufacturers in the Antebellum North” in Ruling America: A History of Wealth and Power in a Democracy. Edited by Steve Fraser and Gary Gerstle. Cambridge: Harvard University Press, 2005.

—. Empire of Cotton: A Global History. New York: Knopf, 2014.

Bender, Thomas, ed. Rethinking American History in a Global Age. Berkeley: University of California Press, 2002.

—. A Nation Among Nations: America’s Place in World History. New York: Hill and Wang, 2006.

Bensel, Richard Franklin. Yankee Leviathan: The Origins of Central State Authority in America, 1859-1877. New York: Cambridge University Press, 1990.

Geyer, Michael, and Charles Bright. “Global Violence and Nationalizing Wars in Eurasia and America: The Geo Politics of War in the Mid-Nineteenth Century,” Comparative Studies in History and Society, 38, no. 4, (October 1996): 619-657.

Grandin, Greg. “The Liberal Tradition in the Americas: Rights, Sovereignty, and the Origins of Multilateralism,” American Historical Review 117 (February 2012): 68-91.

Greene, Jack P., and Philip D. Morgan, eds. Atlantic History: A Critical Reappraisal. New York: Oxford University Press, 2009.

Guterl, Matthew. American Mediterranean: Southern Slaveholders in the Age of Emancipation. Cambridge: Harvard University Press, 2008.

Hamalainen, Pekka. The Comanche Empire. New Haven: Yale University Press, 2009.

Johnson, Walter. Soul By Soul: Life Inside the Antebellum Slave Market. Cambridge, MA: Harvard University Press, 2000.

—. River of Dark Dreams: Slavery and Empire in the Cotton Kingdom. Cambridge, Mass.: Belknap Press of Harvard University Press, 2013.

Karp, Matthew. This Vast Southern Empire: Slaveholders at the Helm of American Foreign Policy. Cambridge, MA: Harvard University Press, 2016.

LaFeber, Walter. The New Empire: An Interpretation of American Expansion, 1860-1898. Ithaca, N.Y.: Cornell University Press, 1963.

Perkins, Dexter. The Monroe Doctrine, 1826-1867. Gloucester, Mass.: Peter Smith, 1965.

Roediger, David R. The Wages of Whiteness: Race and the Making of the American Working Class. New York: Verso Books, 2007.

Rothman, Adam, “The Slave Power in the United States, 1783-1865” in Ruling America: A History of Wealth and Power in a Democracy. Edited by Steve Fraser and Gary Gerstle. Cambridge: Harvard University Press, 2005.

Sexton, Jay. The Monroe Doctrine: Empire and Nation in Nineteenth-Century America. New York: Hill & Wang, 2012.

Whitaker, Arthur P. “The Origins of the Western Hemisphere Idea,” Proceedings of the American Philosophy Society 98 (October 15, 1954): 323.

Recommended reading / viewing / listening

This week: Iran’s conquest of Iraq / Great Texas beach reads / Watermelon feta mint salad / What China truly fears / Corey Flintoff on Russia

This week: Iran’s conquest of Iraq / Great Texas beach reads / Watermelon feta mint salad / What China truly fears / Corey Flintoff on Russia

Most of these great items come from my social media networks. Follow me on Twitter, Instagram, Tumblr, LinkedIn, and Facebook for more fascinating videos, photos, articles, essays, and criticism.

1. Iran Dominates in Iraq After U.S. ‘Handed the Country Over’
By Tim Arango | The New York Times | July 15
“From Day 1, Iran saw … a chance to make a client state of Iraq, a former enemy against which it fought a war in the 1980s so brutal, with chemical weapons and trench warfare, that historians look to World War I for analogies. If it succeeded, Iraq would never again pose a threat, and it could serve as a jumping-off point to spread Iranian influence around the region. In that contest, Iran won, and the United States lost.”

2. Brexit followed by Corbyn in No 10 would put UK flat on its back — Blair
By Peter Walker | The Guardian | July 15
“[Former Labor prime minister] Tony Blair has warned that the combination of Brexit followed by a Jeremy Corbyn government would soon leave Britain ‘flat on our back,’ arguing that a deeply divided country needs a fundamental rethink of its political ideas.”
Also: Read Blair’s article here.

3. Why China’s leaders are so terrified of dissent
By Fred Hiatt | The Washington Post | July 13
“The answer, I believe, has something to do with the story China’s rulers tell their people, and maybe themselves, to cling to power.”

4. Wonderful Political Tales for Beach Reading
By R.G. Ratcliffe | BurkaBlog :: Texas Monthly | July 10
“Books that will take your mind off of Russians and Special Sessions”

5. A Conversation with Corey Flintoff: The Resurgence of Russia
Texas Public Radio :: YouTube | July 12, 2017
“TPR, in partnership with the World Affairs Council of San Antonio, hosted [the discussion on] June 23, 2017, at the McNay Art Museum.”

6. Maryam Mirzakhani, groundbreaking mathematician and Fields Medal winner, dies at 40
By Omar Etman | The Rundown :: PBS NewsHour | July 15
“She won the prize for a 172-page paper on the trajectory of a billiards ball around a polygonal table that has been hailed as a “titanic work” and the “beginning of a new era” in mathematics. Mirzakhani studied the complexities of curved surfaces such as spheres, doughnut shapes and hyperbolas.”
Also: Read her award-winning paper here.

7. Spain’s King Felipe VI addresses the British Parliament
SkyNews :: YouTube | July 12
The Spanish monarch’s speech followed a visit with Queen Elizabeth II.

8. Watermelon Feta Salad with Mint
ToriAvey.com | June 2011
“Even those of you who don’t like sweet, fruity salads may appreciate this one — the flavor is truly unique.”

9. How to Write an Internet Essay to Support Your Novel
By Gabe Habash | Coffee House Press :: LitHub | June 5
“You should probably write something about your book, now that it’s being published. But you are worried because you don’t have anything left to say about your book.”

10. Uncovering the brutal truth about the British empire
By Marc Perry | The Guardian | August 2016
“The Harvard historian Caroline Elkins stirred controversy with her work on the crushing of the Mau Mau uprising. But it laid the ground for a legal case that has transformed our view of Britain’s past”

Amerikan Rambler: Howard Zinn and America as Empire

From Nov. 2011: “Zinn’s agenda is just as obvious and as biased as the worst right-wing, jingoistic textbooks or monographs about American history. Subtlety is not Zinn’s strong suit. “

I started reading Howard Zinn’s People’s History of the United States while I was on my honeymoon. Because, you know, Matt Damon recommended it! If you’ve watched Good Will Hunting, you’ll probably remember the scene when Damon’s character says Zinn’s book — a leftist classic — is one of the “right f—ing books.”

via Howard Zinn and America as Empire — Amerikan Rambler: Everybody Has a Story

Dealing with the real America

Dealing with Puerto Rico means dealing with the key issues of the 21st century. Few in the U.S. government may have the stomach for that rollercoaster.

IMG_0237

Dealing with Puerto Rico means dealing with the key issues of the 21st century. Few in the U.S. government may have the stomach for that rollercoaster.
A review essay by Fernando Ortiz Jr.

Discussed in this essay:
Puerto Rican Citizen: History and Political Identity in Twentieth-Century New York City. By Lorrin Thomas. Chicago: University of Chicago Press, 2010. Pp. 354, $35.00

*****

Throughout the twentieth century, Puerto Ricans yearned for political respect from the United States. In Puerto Rican Citizen: History and Political Identity in Twentieth-Century New York City, Lorrin Thomas explores how the demand for equal citizenship evolved into a larger, more noble demand for political recognition when Puerto Ricans realized the mere status of citizen would never sufficiently fulfill their political, social, and economic expectations as conquered members of the American republic.1

The U.S., Thomas explains, conquered Puerto Rico as part of its victorious 1898 war against the remnants of the Spanish Empire. Civilian island government was restored in 1900, and in 1917 the Jones Act declared Puerto Ricans were U.S. citizens. Few were happy with the arrangement. The American political elite didn’t want a whole new set of minorities integrated into the U.S. social and political calculus, and islander nationalists wanted independence from their conqueror. Some moderates looked forward to what membership among the U.S. states might offer, but those first rays of hope were quickly clouded. Puerto Ricans were marginalized as colonial Caribbean illiterates who could not rise to the level of political involvement equaling their mainland step-siblings. They were dismissed as one more set of brown or black people who needed “guidance” from experienced Anglo Americans in order to build a proper democratic community. Thomas persuasively argues that Puerto Ricans “wanted recognition beyond citizenship, a recognition that promises not just formal equality within the state but also the respect and dignity that come from real equality.” She uses Puerto Ricans living in New York as a core sample of the overall relationship between the U.S. and Puerto Rico, in all its torment, tragedy, and unrest.2

Thomas uses an interesting variety of primary and secondary sources, including oral histories, news articles, memoirs, and personal interviews, to illustrate the evolution of Puerto Rican political sensibilities throughout the twentieth century. In the two decades before World War II, Puerto Ricans migrated to the U.S., especially New York, and built new communities from which they hoped to participate fully in the citizenship Congress unilaterally granted them. Instead, Puerto Ricans engaged in choques — clashes with other minority groups who saw them as a threat. Some Puerto Ricans embraced the concept of latinidad, a working-class identity that elevated their self-perception from U.S. citizen to citizen of the U.S. and Latin America, a politically transcendent entity equipped to move easily across ethnic, racial, and political barriers. Some Puerto Rican leftists even reached out to support allies in the Spanish Civil War. As the Great Depression ravaged U.S. communities, Puerto Ricans demanded equal access to jobs and government assistance. They also plugged their political discourse into national debates and concerns over European fascism and Asian imperialism, pointing to themselves as the discrepancy in the U.S. view of itself as the glowing torch of morality, idealism, and freedom guiding the world out of its darkest age. “Discourses of human rights and recognition,” Thomas deftly highlights, “shared a sometimes paradoxical balance of demands: both called for universal equality as well as the acknowledgement of particular group difference … both sought to elevate the idea of the category of ‘citizen’ in a flawed, liberal democracy.” The Puerto Rican debates anticipated by a decade the nationalist, imperialist, and human rights debates that animated the bloodied ash heaps of Europe, Africa, and South and Southeast Asia.3

By the 1950s, Puerto Rican hopes for independence faded. The Cold War began, Thomas explains, and Puerto Rico needed to be a showcase of what the U.S. could do for Latin American societies tempted to ally themselves with the Soviet Union. The dominant Puerto Rican discourses looked beyond the empty promise of citizenship to political and social recognition as new liberalist activism aimed to “save” Puerto Rican through economic and social development.4

The failure of American democracy to fulfill New York Puerto Ricans’ expectations of equal access to decent housing, failure to provide bilingual education, failure to provide jobs, and failure to live up to the tenets of its most attractive idealism all combined to convince Puerto Rican political leaders that even with the guarantee of citizenship, even with the opportunity to serve in the military, and even with the option of building a new life on the mainland, Puerto Ricans would never been seen as a part of the U.S. except on a map. Puerto Ricans, Thomas explains, supported politicians who fought for them within the government, like New York legislator Oscar Garcia Rivera, U.S. Rep. Vito Marcantonio, and Puerto Rico Gov. Jesus Pinero. They also supported advocates who took their voices to the streets, like the Young Lords, and labor leaders who staged strikes. In the ivory towers, academics tried to formulate curricula to properly teach Puerto Rico-specific issues of empty citizenship, imperialism, economic development, migration, and Caribbean racism. Puerto Ricans, Thomas argues, hoped to fully enjoy the benefits of “inclusion, belonging, and rights,” especially after World War II, when the U.S. pledged to support freedom and nationalism for all nations, but Puerto Ricans could never escape the realities that proved far more potent and damaging than the dreaminess of liberal American promises.5

Thomas deftly points out that Puerto Ricans “challenged the United States’ liberal democracy to acknowledge the reasons that their group experienced such persistent failures of justice.” Puerto Ricans remain the ultimate reminder to liberal idealists of the failure of a “democratic liberal society” that cannot fully acknowledge the “injustices of recognition.”6

By the 1970s, the energy coursing through Puerto Rican activism came from the grassroots, as “garbage strikes, rent strikes, [and] university takeovers” replaced measured political and academic debates as Puerto Rican expressions of frustration. Thomas paints a vibrant portrait of the blossoming Nuyorican cultural movements, dominated by playwrights and poets, though it’s also an example of the fragmentation of the overall fight for Puerto Rican recognition. Thomas explains that the old sense of multiple groups working together had generally faded, necessitating the renewal spearheaded by the arts. By the 1980s, Thomas explains, academics trying to establish Puerto Rican studies as a necessary field for U.S. history, government, and politics found themselves isolated or shuffled away under dismissive ethnic studies categories, their arguments thrown into a heap of identity politics with all the intellectual dignity of a demolition derby.7

By the end of the twentieth century, the academic world still struggled for a dignified place for Puerto Rico at the U.S. table. The Latino Cultural Studies Working Group embraced the concept of “cultural citizenship,” arguing that anyone who contributed to the “economic and cultural wealth of the country” should be recognized as citizens. It was a political view embracing Puerto Ricans, undocumented immigrants, and other marginalized groups whose treatment in the U.S. set aflame the very banner of ideals the U.S. officially waved to the world’s tired masses.8

The root of the resistance to granting what Puerto Ricans demanded and deserved, Thomas argues throughout, is the cost of recognition. Would recognition merely acknowledge a differentiating quality of the Puerto Rican entity, or would that simply be the key unlocking a necessary “redistribution of economic resources and social and political power”? Would the elevating recognition change the U.S. more than it would Puerto Rico? Do citizens now recognized with full equality have the right to demand more from not just their government, but also from their fellow mainland citizens? Does their recognition also require that the U.S. admit its own culpability in the mistreatment of Puerto Ricans and the contradictions inherent in its own internationally advertised moral superiority?9

Thomas hints that the U.S.-Puerto Rican relationship is so weighed down by history, economic scaffolding, a nascent political discrimination that Puerto Ricans have little hope of achieving their goal of recognition. It is a sad tribute to the power of the Puerto Rican argument. Whatever aspect of political debate it touches, it promises (some would say threatens) to redefine the stakes, to demand a realistic recognition of the limits of a democratic republic and its failings, and to unveil a properly complex calculation of what it means to be a citizen in a globalized society. Dealing with Puerto Rico means dealing with the key issues of the 21st century. Few in the U.S. government may have the stomach for that rollercoaster.


1. Lorrin Thomas, Puerto Rican Citizen: History and Political Identity in Twentieth-Century New York City (Chicago: University of Chicago Press, 2010).
2. Thomas, Puerto Rican Citizen, 250.
3. Thomas, Puerto Rican Citizen, 8, 53, 129, 5.
4. Laura Briggs, Reproducing Empire: Race, Empire, and U.S. Imperialism in Puerto Rico (Berkeley: University of California Press, 2002). Her online book is an excellent illustration of medical and social development projects in postwar Puerto Rico.
5. Thomas, Puerto Rican Citizen, 12-13, 21.
6. Thomas, Puerto Rican Citizen, 21.
7. Thomas, Puerto Rican Citizen, 251.
8. Thomas, Puerto Rican Citizen, 17.
9. Thomas, Puerto Rican Citizen, 16.
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North River Notes

Daily observations on the Hudson River as it passes through New York City. The section of the Hudson which passes through New York is historically known as the North River, called this by the Dutch to distinguish it from the Delaware River, which they knew as the South River. This stretch of the Hudson is still often referred to as the North River by local mariners today. All photos by Daniel Katzive unless otherwise attributed. Twitter @dannykatman

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Melora Johnson's Muse

A writer blogging about writing, creativity and inspiration.

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